Standard Intellectual Property (IP) Provisions for Financial Assistance Awards

Click on Set Number to Access Provisions:

Standard Intellectual Property (IP) Provisions for Financial Assistance Awards issued ON OR AFTER October 1, 2021

Type of
Award		Type of
Project		Special Data Statute
e.g., EPACT)		Type of RecipientSet Number
(PDF)
ALLALLALLALLIP Provisions 2023 10-2
Cooperative
Agreement		Research,
Development,
or
Demonstration
(RD&D)		NoDomestic Small Business*CSB-821-US**
Cooperative
Agreement		RD&DYesDomestic Small Business*CDSB-821-US**
Cooperative
Agreement		RD&DNoLarge Business, Government Entity or Foreign*CLB-821-US**
Cooperative
Agreement		RD&DYesLarge Business, Government Entity or Foreign*CDLB-821-US**
GrantRD&DNoDomestic Small Business*GSB-821-US**
GrantRD&DYesDomestic Small Business*GDSB-821-US**
GrantRD&DNoLarge Business, Government Entity or Foreign*GLB-821-US**
GrantRD&DYesLarge Business, Government Entity or Foreign*GDLB-821-US**
Grant
and
Cooperative
Agreement		RD&DNoDomestic Nonprofit Organization.*GNP-821-US**
Grant
and
Cooperative
Agreement		RD&DYesDomestic Nonprofit Organization.*GDNP-821-US**
Grant
and
Cooperative
Agreement		RD&DYesSBIR and STTR RecipientsSBIR/STTR-821-US
Grant
and
Cooperative
Agreement		Non RD&DN/AAll types of recipientsNRD-821

*DOE Patent Counsel must be consulted for RD&D awards issued “nonprofit organizations” and “small business firms”(as defined by 35 U.S. Code § 202), which are (i) not located in the United States,  (ii) do not have a place of business located in the United States, or (iii) are subject to the control of a foreign government.

**DOE Patent Counsel must be consulted for awards not subject to the S&E DEC or awards having a granted exception to the S&E DEC.
 

Previous Intellectual Property (IP) Provisions for Financial Assistance Awards

Standard Intellectual Property (IP) Provisions for Financial Assistance Awards issued ON OR AFTER  December 26, 2014

Type of
Award		Type of
Project		Special Data Statute
e.g., EPACT)		Type of RecipientSet Number
(PDF)
Cooperative
Agreement		Research,
Development,
or
Demonstration
(RD&D)		No  Domestic Small Business  CSB-115
Cooperative
Agreement		RD&DYes  Domestic Small Business  CDSB-115
Cooperative
Agreement		RD&DNo  Large Business and Foreign
  Entity
 		  CLB-115
Cooperative
Agreement		RD&DYes  Large Business and Foreign
  Entity		  CDLB-115
GrantRD&DNo  Domestic Small Business  GSB-115
GrantRD&DYes  Domestic Small Business  GDSB-115
GrantRD&DNo  Large Business and Foreign
  Entity		  GLB-115
GrantRD&DYes  Large Business and Foreign
  Entity		  GDLB-115
Grant
and
Cooperative
Agreement		RD&DNo Nonprofit Organization, State or
 Local Government		  GNP-119
Grant
and
Cooperative
Agreement		RD&DYesNonprofit Organization, State or
 Local Government		GDNP-419
Grant
and
Cooperative
Agreement		RD&DYes SBIR and STTR RecipientsSBIR/STTR-419
Grant
and
Cooperative
Agreement		Non RD&DN/A  All types of recipients  NRD-115

 

Type of
Award		Type of
Project		Special Data Statute
e.g., EPACT)		Type of RecipientSet Number
(PDF)
Cooperative
Agreement		Research,
Development,
or
Demonstration
(RD&D)		NoDomestic Small BusinessCSB-1003
Cooperative
Agreement		RD&DYesDomestic Small BusinessCDSB-1003
Cooperative
Agreement		RD&DNoLarge Business,
State or Local Government,
and Foreign Entity		CLB-1003
Cooperative
Agreement		RD&DYesLarge Business,
State or Local Government,
and Foreign Entity		CDLB-1003
GrantRD&DNoDomestic Small BusinessGSB-1003
GrantRD&DYesDomestic Small BusinessGDSB-1003
GrantRD&DNoLarge Business,
State or Local Government,
and Foreign Entity		GLB-1003
GrantRD&DYesLarge Business,
State or Local Government,
and Foreign Entity		GDLB-1003
Grant
and
Cooperative
Agreement		RD&DNoNonprofit OrganizationGNP-1003

GNP-115
Grant
and
Cooperative
Agreement		Non RD&DN/AAll types of recipientsNRD-1003

 

Click here to access Alternates I and II to Rights in Data – General (OCT 2003) and Rights in Data – Programs Covered Under Special Data Statutes (OCT 2003).

Note:  The contracting officer, in consultation with DOE Patent Counsel and the DOE Project Director, may negotiate special patent and data clauses, when it is necessary to satisfy the mission requirements of a particular program.

This page was last updated on 2023-11-8.